Page 2 - Home Assignment 4

4. After the trade has been executed, the broker issues a Contract Note to the investor within

(a) 52 hours

(b) 24 hours
(c) 48 hours

(d) 12 hours

5. When is a trade confirmation slip issued to the investor?

(a) On placing an order
(b) On execution of the order

(c) On settlement of the order
(d) None of the above

Home Assignment

1 mark questions

Q.1 On which date SEBI got the statutory status from the government of India?
Q.2 How many depositories are there in India? Name them.

Q.3 What do you mean by the term “Dematerialization”?
Q.4 How the Demat System works?

3-4 mark question

Q.1 Explain the reasons for the Establishment of SEBI.

Q.2 What do you understand by insider trading?

5-6 mark questions

Q.1 'To promote orderly and healthy growth of securities market and protection of investor
Securities and Exchange Board of India was set-up.' With reference to this statement, explain

the objectives of Securities and Exchange Board of India.