Page 1 - Home Assignment 4

SAI INTERNATIONAL SCHOOL

Class-12
th
Business studies

Chapter – 10, Financial Market

Topics: SEBI, Its Functions, Objectives
(Home Assignment - 39)

Assessment:

1. The process of holding shares in electronic form is known as
(a) Demutualization

(b) Dematerialization

(c) Speculation
(d) None of the above

2. One of the common irregularities noted by the Securities and Exchange Board of India during

the inspection of a stock exchange was that it was dealing with unregistered sub-brokers. Identify
the related function of Securities and Exchange Board of India

(a) Regulatory function

(b) Protective function
(c) Developmental function

(d) None of the above

3. It serves as an intermediary between the investor and the depository who is authorized to

maintain the accounts of dematerialized shares.
(a) Depository Participant

(b) Depository
(c) Stock exchange

(d) None of the above