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P. 2

(b) Unique Order Code

               (c) Contract Note
               (d) None of the above


               5. Identify the correct sequence of steps to be followed in the trading procedure at Stock

               Exchange

               (a) Opening a trading account and Demat account, Placing an order, Settlement of order,
               Execution of order

               (b) Settlement of order, Opening a trading account and Demat account, Placing an order,

               Execution of order
               (c) Opening a trading account and Demat account, Placing an order, Execution of order,

               Settlement of order
               (d) Placing an order, Opening a trading account and Demat account, Execution of order,

               Settlement of order


               1 mark questions



               1. On which day, the exchange will deliver the share or make payment to the other broker?




               2. Give the meaning of Stock Exchange According to Securities Contracts (Regulation) Act 1956.



               3. What do you mean by the term “Spreading of Equity Cult”?


               4. What do you mean by “T+2 day”?

               3-4 mark question

               Q.1 Explain any four important functions of a stock exchange.
               Q.2 How the secondary market generates capital indirectly? Explain

               5-6 mark questions

               Q.1 Explain briefly various advantages of Electronic trading systems or screen-based trading.
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